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5 Leadership Compliance Questions

5 questions every leader should ask from time to time

1️⃣ Do we know exactly what our organizations most important compliance risks are?

2️⃣ Do our employees know what to do in case of an ethical or compliance issue?

3️⃣ Do our policies really follow how the organization operates?

4️⃣ Is there regular monitoring and feedback?

5️⃣ If a serious compliance incident happened tomorrow, would we know how to respond?

Good compliance starts with the right questions.
If the answer to any of these questions is uncertain, that’s not necessarily a problem. But it’s worth paying attention to.


One of the most important tasks of compliance is precisely to make risks visible before they become problems.

5 leadership compliance questions